Steven Gary Prestyly

Current Employers

Colonial River Wealth Management Llc

340 Browns Hill Court, Midlothian, VA 23114 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-11-30

VA RA
APPROVED

Since 2017-11-30

Branch Locations

340 Browns Hill Court, Midlothian, VA 23114 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Williamsburg	VA	12/2002	Present
The Main Street Group, Ltd	Glen Allen	VA	10/2015	11/2018
Colonial River Investments, Llc	Midlothian	VA	11/2017	Present

12/2002 → Present

Lpl Financial Llc

Williamsburg, VA
10/2015 → 11/2018

The Main Street Group, Ltd

Glen Allen, VA
11/2017 → Present

Colonial River Investments, Llc

Midlothian, VA

Previous Registrations

2015-10-15 → 2018-01-22

The Main Street Group

Glen Allen, VA
2002-12-13 → 2003-01-13

Wells Fargo Advisors Financial Network, Llc

Valley Stream, NY

Other Businesses

1. 09/03/2014: NEWTOWN TAX PREPARATION - INV REL - 5349 DISCOVERY PARK BLVD, WILLIAMSBURG, VA 23188 - TAX PREP/ACCOUNTING/CPA - START 08/28/2014 - 8 HR/MO 1 DURING SECS TRDG HRS - CERTIFIED TAX PREPARER 2. 03/11/2015 - NEWTOWN FINANCIAL GROUP, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NEWTOWN FINANCIAL GROUP, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 150 HOURS PER MONTH - WILLIAMSBURG, VA 3. 03/23/2016 * NO BUSINESS NAME * Real Estate Rental * NOT INV REL * 5349 discovery Park blvd. * START 9/15/2005 * My wife and I are the owners: Rental Property at 281 Raven Terrace, Williamsburg VA, 23188 * 1 HR/MO. 4. 12/14/2017 - Colonial River Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/11/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 12/18/2017 - Colonial River Investments, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 11/29/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Colonial River Investments, LLC, an independent investment advisor firm. I started this business activity on 12/18/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-28
S63	Uniform Securities Agent State Law Examination	1994-09-23

S65 Uniform Investment Adviser Law Examination

1999-07-28
S63 Uniform Securities Agent State Law Examination

1994-09-23

Other Names

Steven Garry Prestyly

View on SEC IAPD