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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-10-07 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2020-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 05/2009 | 04/2018 |
| Aviva Usa Corporation | Saugerites | NY | 03/2009 | 04/2018 |
| Park Avenue Securities, Llc | New York | NY | 10/2012 | 04/2018 |
| Securities Mutual Life Insurance | Binghampton | NY | 05/2018 | 10/2020 |
| Usa Financial Securities | Ada | MI | 04/2020 | 11/2020 |
| Guardian Life Insurance Co Of America | Charlotte | NC | 11/2020 | 04/2024 |
| Park Avenue Securtities, Llc | Charlotte | NC | 11/2020 | 04/2024 |
| Guardian Life Insurance Company | Saugerties | NY | 04/2024 | Present |
| Park Avenue Securities | Saugerties | NY | 04/2024 | Present |
1) Property and Casualty License-, Stare date: 01/01/1987, Address: 22 Prospect Street, Saugerties, NY 12477, 4 total hours per month 4 during securities trading hours, Investment related, Less than 10% annual compensation, 2) The Society of Financial Service Professionals- BOD, Stare date: 08/11/2014, Address: 19 Campus Blvd., Suite 100 Newtown Square, PA 19073, 5 total hours per month 5 during securities trading hours, Not investment related, No annual compensation, 3) The American College- Independent contractor, Stare date: 09/21/2022, Address: 630 Allendale Road, Suite 400, King of Prussia, PA 19406, 8 total hours per month ,8 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-22 |
| S65 | Uniform Investment Adviser Law Examination | 2014-07-09 |
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