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Anthony Vincent Apostolico

Dgm Asset Management, L.L.C.

South Orange, NJ

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Current Employers
Dgm Asset Management, L.L.C.

South Orange, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-19
NY RA APPROVED 2022-04-04
NJ RA APPROVED 2003-11-21
  • TX RA
    APPROVED_RES
    Since 2024-12-19
  • NY RA
    APPROVED
    Since 2022-04-04
  • NJ RA
    APPROVED
    Since 2003-11-21

Branch Locations

South Orange, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dgm Asset Management, L.L.C. Hoboken NJ 07/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-19
S63 Uniform Securities Agent State Law Examination 1987-06-16
  • S65 Uniform Investment Adviser Law Examination
    2002-07-19
  • S63 Uniform Securities Agent State Law Examination
    1987-06-16

View on SEC IAPD

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