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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-19 |
| TX | RA | APPROVED | 2025-08-19 |
Branch Locations
10375 Park Meadows Drive, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Wealth Advisors, Llc | Denver | CO | 08/2025 | Present |
| Northern Trust | Denver | CO | 03/2015 | 12/2019 |
| Bny Wealth Managment | Denver | CO | 01/2020 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-07-22 |
| S65 | Uniform Investment Adviser Law Examination | 2001-10-08 |
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