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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-26
MA RA APPROVED 2016-01-11
  • FL RA
    APPROVED
    Since 2016-01-26
  • MA RA
    APPROVED
    Since 2016-01-11

Branch Locations

93A Court Street, Plymouth, MA 02360 • United States

Merritt Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jg Rubin Financial Services Plymouth MA 04/1993 Present
Commonwealth Financial Network Waltham MA 01/2016 Present
Previous Registrations
  • 1995-11-08 → 2016-01-15
    Plymouth, MA
  • 2004-06-03 → 2015-12-31
    Jg Rubin Financial Services
    Plymouth, MA
Other Businesses

1. JG RUBIN FINANCIAL SERVICES; OWNER; INVESTMENT RELATED; PERFORMED AT BRANCH 2. JG RUBIN FINANCIAL SERVICES; FIXED INSURANCE SALES; INVESTMENT RELATED; PERFORMED AT BRANCH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-02
  • S63 Uniform Securities Agent State Law Examination
    1987-06-02
Designations
Other Names
  • Rubin Jerry
  • Jerry Rubin

View on SEC IAPD

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