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Jane Carmody

Wells Fargo Advisors Financial Network, LLC

Melville, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2020-12-18
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2020-12-18

Branch Locations

510 Broadhollow Rd. Ste 209, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The First National Bank Of Long Island Garden City NY 10/2007 10/2020
Lpl Financial Llc Garden City NY 10/2020 12/2020
Wells Fargo Advisors Financial Network, Llc Melville NY 12/2020 Present
Previous Registrations
Other Businesses

JSC MANAGEMENT INC, INV RELATED, LOCUST VALLEY, NY, 100% OWNERSHIP, START 1/5/2021, 180 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2020-11-19
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2020-11-19
Other Names
  • Jane S Carmody
  • Jane Carmody Curley

View on SEC IAPD

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