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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-14 |
| CO | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 06/2022 |
| Lpl Financial, Llc | Telluride | CO | 07/2022 | Present |
1) 7/2022 - DBA for LPL Business (entity for LPL business) - Hunt Wealth Management - Investment Related - 160 hr/mon - 8 hr/trading - 100% - Telluride, CO 81435 2) 7/2022 - DBA for LPL Business (entity for LPL business) - Good Life Companies - Investment Related - 160 hr/mon - 8 hr/trading - 100% - Telluride, CO 81435
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-19 |
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