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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-20 |
| MA | RA | APPROVED | 2024-12-19 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Norwood Cafe | Everett | MA | 12/1997 | 03/2021 |
| Putnam Mutual Funds Corp. | Andover | MA | 12/1997 | 08/2021 |
| Gwfs Equities, Inc. | Andover | MA | 01/2015 | 08/2021 |
| Mma | Boston | MA | 08/2021 | Present |
| Mma Securities | Boston | MA | 08/2021 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Norwood Cafe, Inc. of Everett; 63 Chelsea Street, Everett MA 02149; Not Investment related; Start Date: June 1990; Approx. Hours per month - 20; Approx. number of hours during trading hours - 0; Holds a Secretary position at the dining establishment; Duties include general management and upkeep of establishment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-30 |
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