Carolyn Nawrocki Oberfeld

Current Employers

Employment History

• 07/2002 → 10/2017
  Kaplan/Dearborn Financial
  Bloomington, MN
• 01/2005 → 11/2017
  National Planning Corporation
  Bloomington, MN
• 11/2017 → Present
  Lpl Financial Llc
  Eagan, MN

Previous Registrations

• 2011-10-13 → 2017-11-29
  National Planning Corporation
  Minnetonka, MN
  Bloomington, MN
  Eagan, MN
• 1997-08-06 → 2005-01-20
  Voya Financial Advisors, Inc.
  Bloomington, MN

Other Businesses

1. 11/29/2017 - Discovery Financial Centers, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 7/2016 - 150 hours per month during securities trading. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life, LTC, Annuities - 1 hour per month/0 hour during securities trading. 3. 01/19/2018 - Discovery Financial - DBA: Discovery Financial Centers Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/1992 - 150 Hours Per Month/120 Hours During Securities Trading. 4. 01/05/2026 - Oberfeld Investements, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 130 hours during trading 5. 02/06/2026 - Collective Legacy & Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/03/2026 - 10 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-09
• S63 Uniform Securities Agent State Law Examination
  1987-10-13

Designations

Other Names

• Carol Nawrocki
• Carolyn Sue Nawrocki
• Carolyn Sue Nawrocki Oberfeld