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Christa Rosina Dibiase

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

San Francisco, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
CA RA APPROVED 2017-11-03
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • CA RA
    APPROVED
    Since 2017-11-03

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Francisco CA 10/2017 Present
Unemployed - Traveled San Francisco CA 02/2016 10/2017
  • 10/2017 → Present
    Stifel Nicolaus & Co Inc
    San Francisco, CA
  • 02/2016 → 10/2017
    Unemployed - Traveled
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-11
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S66 Uniform Combined State Law Examination
    2009-04-11
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02
Other Names
  • Christa R Dibiase

View on SEC IAPD

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FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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