Best Investors Account Sign in
Inactive

Mark Thomas Mcgannon

Sound Capital Solutions LLC

Naples, FL

Claim This Profile
Current Employers
Sound Capital Solutions Llc

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-11
  • IL RA
    APPROVED
    Since 2024-01-11

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Distributors Llc Denver CO 07/2007 04/2019
Janus Management Holdings Corp Denver CO 07/2007 04/2019
Sound Capital Distributors Llc Wheaton IL 08/2020 Present
Sound Capital Solutions Llc Wheaton IL 08/2020 Present
Self Employed Temecula CA 04/2019 08/2020
  • 07/2007 → 04/2019
    Janus Distributors Llc
    Denver, CO
  • 07/2007 → 04/2019
    Janus Management Holdings Corp
    Denver, CO
  • 08/2020 → Present
    Sound Capital Distributors Llc
    Wheaton, IL
  • 08/2020 → Present
    Sound Capital Solutions Llc
    Wheaton, IL
  • 04/2019 → 08/2020
    Self Employed
    Temecula, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-28
S63 Uniform Securities Agent State Law Examination 1993-02-16
  • S65 Uniform Investment Adviser Law Examination
    2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    1993-02-16
Other Names
  • Mark Mcgannon

View on SEC IAPD

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor