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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-07
  • NJ RA
    APPROVED
    Since 2025-10-07

Branch Locations

443 North Ave W, Westfield, NJ 07090 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investor's Bank Iselin NJ 11/2013 08/2022
Invest Financial Corporation Tampa FL 10/2015 12/2017
Cetera Investment Services Llc St. Cloud MN 12/2017 08/2022
Cetera Investment Advisers Llc Springfield NJ 08/2021 08/2022
Citizens Securities, Inc. Clark NJ 08/2022 09/2025
Wells Fargo Clearing Services, Llc Short Hills NJ 09/2025 Present
Previous Registrations
  • 2022-08-17 → 2025-10-07
    Springfield, NJ
    Conshohocken, PA
    New Providence, NJ
    Pluckemin, NJ
    Stirling, NJ
    Summit, NJ
    Jersey City, NJ
    Hillside, NJ
    Lyndhurst, NJ
    Bayonne, NJ
    Clark, NJ
    Berkeley Heights, NJ
    Hillside, NJ
    Fort Lee, NJ
    Elizabeth, NJ
    Englewood, NJ
    Union, NJ
    Hillside, NJ
  • 2021-08-23 → 2022-08-17
    Springfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-18
S63 Uniform Securities Agent State Law Examination 1987-05-26
  • S65 Uniform Investment Adviser Law Examination
    2021-08-18
  • S63 Uniform Securities Agent State Law Examination
    1987-05-26

View on SEC IAPD

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