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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-12 |
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1994-03-25 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 03/1994 | Present |
| Bank Of America, Na | Newport Beach | CA | 09/2009 | Present |
I*570252For profit or not for profit: Entity For ProfitName of outside business organization: T and J B TTEEs of the B Rev Investment related: NAddress of business: Nantucket, Massachusetts, 02554Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 10/27/2021Number of hours devoted: hour(s) YearlyNumber of hours devoted during trading hours: 1 monthly Duties: , We own a home in Nantucket that we rent occasionally using VRBO along with a Jeep on the property that is offered for rental via TURO along with the propertyI*4049278, Entity Type: Entity For Profit, Name of OBA: T and J B TTEEs for the B Revocable Trust, Address: Newport Beach, California, 92660, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 05/01/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Collecting rent, We are renting out our family home here in Newport BeachI*4568275Entity Type: Fiduciary Role Name of OBA: J N TrustAddress: Scottsdale, Arizona, 85251Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/18/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0Duties: In-LawsI*4583276 Entity Type: Fiduciary role Name of OBA: J. M. N. Address: Scottsdale, Arizona, 85251 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/19/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/In-Laws I*4588272 Entity Type: N/A Name of OBA: J M N Address: scottsdale, Arizona, 85251 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/20/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: In-Laws
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-03 |
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