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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-12
CA RA APPROVED 1997-07-08
TX RA APPROVED_RES 1994-03-25
  • IL RA
    APPROVED
    Since 2026-03-12
  • CA RA
    APPROVED
    Since 1997-07-08
  • TX RA
    APPROVED_RES
    Since 1994-03-25

Branch Locations

Chicago , IL • United States

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 03/1994 Present
Bank Of America, Na Newport Beach CA 09/2009 Present
Other Businesses

I*570252For profit or not for profit: Entity For ProfitName of outside business organization: T and J B TTEEs of the B Rev Investment related: NAddress of business: Nantucket, Massachusetts, 02554Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 10/27/2021Number of hours devoted: hour(s) YearlyNumber of hours devoted during trading hours: 1 monthly Duties: , We own a home in Nantucket that we rent occasionally using VRBO along with a Jeep on the property that is offered for rental via TURO along with the propertyI*4049278, Entity Type: Entity For Profit, Name of OBA: T and J B TTEEs for the B Revocable Trust, Address: Newport Beach, California, 92660, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 05/01/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Collecting rent, We are renting out our family home here in Newport BeachI*4568275Entity Type: Fiduciary Role Name of OBA: J N TrustAddress: Scottsdale, Arizona, 85251Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/18/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0Duties: In-LawsI*4583276 Entity Type: Fiduciary role Name of OBA: J. M. N. Address: Scottsdale, Arizona, 85251 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/19/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/In-Laws I*4588272 Entity Type: N/A Name of OBA: J M N Address: scottsdale, Arizona, 85251 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/20/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: In-Laws

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 1988-03-03
  • S65 Uniform Investment Adviser Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    1988-03-03
Other Names
  • Thomas Robert Blancnfield

View on SEC IAPD

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