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Lee Michael Turek

First Midwest Investments

Winona, MN

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Current Employers
First Midwest Investments

Winona, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Winona, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Midwest Investments Winona MN 02/2006 Present
First Midwest Investments Winona MN 07/2015 Present
Previous Registrations
  • 2014-11-10 → 2015-08-18
    Fintegra, Llc
    Winona, MN
    Minneapolis, MN
    Winona, MN
  • 2006-09-08 → 2014-10-07
    Cantella & Co., Inc.
    Malden, MA
    Winona, MN
  • 2006-06-26 → 2006-06-26
    Lacrosse, WI
    Lacrosse, WI
Other Businesses

1. OWNER, RENTAL REAL ESTATE 128 W. 2ND ST, WINONA, MN 55987, 2-3 HOURS PER MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. 2. BROKER, NON-INVESTMENT RELATED; WINONA, MN; 120 HRS/MO DURING TRADING; 20 HRS/MO DURING NON-TRADING; INTRODUCES BANK LOAN PARTICIPANTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-18
S63 Uniform Securities Agent State Law Examination 1987-06-03
  • S66 Uniform Combined State Law Examination
    2006-07-18
  • S63 Uniform Securities Agent State Law Examination
    1987-06-03

View on SEC IAPD

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