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Winona, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Investments | Winona | MN | 02/2006 | Present |
| First Midwest Investments | Winona | MN | 07/2015 | Present |
1. OWNER, RENTAL REAL ESTATE 128 W. 2ND ST, WINONA, MN 55987, 2-3 HOURS PER MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. 2. BROKER, NON-INVESTMENT RELATED; WINONA, MN; 120 HRS/MO DURING TRADING; 20 HRS/MO DURING NON-TRADING; INTRODUCES BANK LOAN PARTICIPANTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-03 |
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