Ralph Vincent Balzano

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-02-24
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2021-02-24
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Purchase, NY
2006-07-10 → 2007-04-02

Morgan Stanley Dw Inc.

Purchase, NY

Stamford, CT
2002-04-01 → 2006-05-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Other Businesses

1. PALM BEACH GARDENS LLC; Investment related Yes; TAMPA, FL; Real Estate; Passive 50% Owner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 0; Establish LLC to purchase real estate. All duties will be performed by wife.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-14
S63	Uniform Securities Agent State Law Examination	1987-05-27

S65 Uniform Investment Adviser Law Examination

1993-09-14
S63 Uniform Securities Agent State Law Examination

1987-05-27

View on SEC IAPD