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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

50 California Street Suite 1500, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Wilton CA 12/1998 11/2017
Securities America, Inc. Castro Valley CA 11/2017 06/2024
Securities America Advisors Castro Valley CA 11/2017 06/2024
Osaic Wealth, Inc. Castro Valley CA 06/2024 Present
  • 12/1998 → 11/2017
    National Planning Corporation
    Wilton, CA
  • 11/2017 → 06/2024
    Securities America, Inc.
    Castro Valley, CA
  • 11/2017 → 06/2024
    Securities America Advisors
    Castro Valley, CA
  • 06/2024 → Present
    Castro Valley, CA
Previous Registrations
  • 2017-11-22 → 2024-06-14
    Securities America Advisors, Inc.
    Oakland, CA
    Castro Valley, CA
  • 1999-02-25 → 2017-11-27
    National Planning Corporation
    San Leandro, CA
    Lake Forest, CA
    Emeryville, CA
    Wilton, CA
Other Businesses

1. Securities America Advisors Position: Registered Investment Advisor - Nature: Investment Advisory Investment Related: Yes - Hours: 80 - Securities Trading Hours: 80 - Start Date: 11/21/2017 - Address: 12325 Port Grace Blvd., LaVista NE 68128 2. R. TERESE MAY, ATTORNEY AT LAW POSITION: Attorney NATURE: Law Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/23/2019 ADDRESS: 502 Joaquin Avenue, San Leandro CA 94577 DESCRIPTION: I will specialize in estates & trusts, landlord tenant and construction law. 3. COVINGTON MAY P.C. POSITION: Attorney at Law NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2019 ADDRESS: 3300 Powell Street, Suite 101, Emeryville CA 94608, United States DESCRIPTION: I provide estate planning and probate litigation services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-19
S63 Uniform Securities Agent State Law Examination 1990-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-02-19
  • S63 Uniform Securities Agent State Law Examination
    1990-08-30
Designations
Other Names
  • Rena T May
  • R. Terese May

View on SEC IAPD

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