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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
50 California Street Suite 1500, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Wilton | CA | 12/1998 | 11/2017 |
| Securities America, Inc. | Castro Valley | CA | 11/2017 | 06/2024 |
| Securities America Advisors | Castro Valley | CA | 11/2017 | 06/2024 |
| Osaic Wealth, Inc. | Castro Valley | CA | 06/2024 | Present |
1. Securities America Advisors Position: Registered Investment Advisor - Nature: Investment Advisory Investment Related: Yes - Hours: 80 - Securities Trading Hours: 80 - Start Date: 11/21/2017 - Address: 12325 Port Grace Blvd., LaVista NE 68128 2. R. TERESE MAY, ATTORNEY AT LAW POSITION: Attorney NATURE: Law Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/23/2019 ADDRESS: 502 Joaquin Avenue, San Leandro CA 94577 DESCRIPTION: I will specialize in estates & trusts, landlord tenant and construction law. 3. COVINGTON MAY P.C. POSITION: Attorney at Law NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2019 ADDRESS: 3300 Powell Street, Suite 101, Emeryville CA 94608, United States DESCRIPTION: I provide estate planning and probate litigation services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-30 |
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