James Alan Ritter

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-21
TX	RA	APPROVED_RES	2016-09-01
NE	RA	APPROVED	2006-09-29

FL RA
APPROVED

Since 2021-01-21
TX RA
APPROVED_RES

Since 2016-09-01
NE RA
APPROVED

Since 2006-09-29

Branch Locations

18881 West Dodge Road, Suite 160E, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Company	Omaha	NE	10/2000	Present

10/2000 → Present

Robert W Baird & Company

Omaha, NE

Other Businesses

NAME AND ADDRESS: JARWORKS, LLC 16112 ONTARIO CIR. OMAHA, NE 58130 NATURE OF ENTITY: COMPANY FORMED TO OWN A VACATION RENTAL PROPERTY. RESPONSIBILITIES IN THIS ROLE: COORDINATING WITH PROPERTY MANAGER THE RENTAL OF THE VACATION HOME. HOURS DEVOTED: 2 HOURS A WEEK. AFTER HOURS. NONE DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-28
S63	Uniform Securities Agent State Law Examination	1987-06-06

S65 Uniform Investment Adviser Law Examination

2006-09-28
S63 Uniform Securities Agent State Law Examination

1987-06-06

Other Names

Jim Ritter

View on SEC IAPD