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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-14
  • IL RA
    APPROVED
    Since 2024-06-14

Branch Locations

Joliet, IL • United States

Chicago, IL • United States

125 Windsor Dr Ste 111, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John C. Shankland Chicago IL 01/1987 Present
Securities America, Inc. Oak Brook IL 09/1991 06/2024
Securities America Advisors, Inc. Oak Brook IL 03/2008 06/2024
Infinity Financial Concepts Chicago IL 01/2008 Present
Osaic Wealth, Inc. Chicago IL 06/2024 Present
  • 01/1987 → Present
    John C. Shankland
    Chicago, IL
  • 09/1991 → 06/2024
    Securities America, Inc.
    Oak Brook, IL
  • 03/2008 → 06/2024
    Securities America Advisors, Inc.
    Oak Brook, IL
  • 01/2008 → Present
    Infinity Financial Concepts
    Chicago, IL
  • 06/2024 → Present
    Chicago, IL
Previous Registrations
  • 2008-03-06 → 2024-06-14
    Securities America Advisors, Inc.
    Rolling Meadows, IL
    Westchester, IL
    Chicago, IL
    Oak Brook, IL
  • 2001-11-02 → 2008-02-11
    Dorion-Gray Retirement Planning, Inc.
  • 2001-11-02 → 2002-12-31
    Dorion-Gray Retirement Planning, Inc.
    Rolling Meadows, IL
Other Businesses

1. INFINITY FINANCIAL CONCEPTS POSITION: Mortgage Consultant NATURE: I help clients understand residential mortgages. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1992 ADDRESS: 125 Windsor Drive, Suite 129, Oak Brook IL 60523, United States DESCRIPTION: I help clients understand residential mortgages. 2. INFINITY FINANCIAL CONCEPTS POSITION: Agent NATURE: Infinity Financial Concepts 125 Windsor Drive, Suite 129, Oak Brook, IL 60523 My Outside Business Activity (OBA) with Infinity Financial Concepts includes fixed and index annuities and life insurance offerings. I've offered clients these products since 1991 when I joined Securities America. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 09/01/1991 ADDRESS: 125 Windsor Drive, Suite 129, Oak Brook IL 60523, United States DESCRIPTION: I help clients determine possible annuity and life insurance needs. 3. INFINITY FINANCIAL CONCEPTS POSITION: Agent NATURE: Infinity Financial Concepts125 Windsor Drive, Suite 111, Oak Brook, IL 60523 My Outside Business Activity (OBA) with Infinity Financial Concepts includes life insurance, fixed annuities, and index annuities. I've offered clients these products since 1991 when I joined Securities America. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 09/01/1991 ADDRESS: 125 Windsor Drive, Suite 111, Oak Brook IL 60523, United States DESCRIPTION: I help clients determine their potential need for life insurance and fixed/index annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-29
S63 Uniform Securities Agent State Law Examination 1991-12-21
  • S65 Uniform Investment Adviser Law Examination
    1998-01-29
  • S63 Uniform Securities Agent State Law Examination
    1991-12-21

View on SEC IAPD

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