John Charles Hexamer

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-11-05
IL	RA	APPROVED	2007-11-02

CA RA
APPROVED

Since 2007-11-05
IL RA
APPROVED

Since 2007-11-02

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	New York	NY	01/2003	Present
Oppenheimer Asset Management Inc.	New York	NY	04/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

New York, NY
04/2003 → Present

Oppenheimer Asset Management Inc.

New York, NY

Previous Registrations

2003-04-15 → 2007-11-12

Oppenheimer Asset Management

New York, NY
2002-05-17 → 2003-01-03

Cibc World Markets Corp.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-16
S63	Uniform Securities Agent State Law Examination	1996-09-16

S66 Uniform Combined State Law Examination

2002-09-16
S63 Uniform Securities Agent State Law Examination

1996-09-16

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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