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Timothy Alan Rogers

Rogers Investment Advisors, LLC

Palo Alto, CA

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Current Employers
Rogers Investment Advisors, Llc

2975 Bowers Ave. Suite 107, Santa Clara, CA 95051 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-01
S63 Uniform Securities Agent State Law Examination 1987-07-07
  • S65 Uniform Investment Adviser Law Examination
    2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    1987-07-07
Other Names
  • Tim Rogers

View on SEC IAPD

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