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Craig Michael Thompson

Asset Solutions

Louisville, CO

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Current Employers
Asset Solutions

Louisville, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-02
CA RA APPROVED 2025-03-13
LA RA APPROVED 2016-10-24
TX RA APPROVED_RES 2016-10-19
  • CO RA
    APPROVED
    Since 2025-05-02
  • CA RA
    APPROVED
    Since 2025-03-13
  • LA RA
    APPROVED
    Since 2016-10-24
  • TX RA
    APPROVED_RES
    Since 2016-10-19

Branch Locations

Louisville, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Solutions Louisville CO 01/2003 Present
Previous Registrations
  • 2005-05-13 → 2010-04-08
    Financial Designs Ltd.
    San Diego, CA
    San Diego, CA
  • 1997-07-08 → 2003-02-14
    Hornor, Townsend & Kent, Llc
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-31
  • S63 Uniform Securities Agent State Law Examination
    1992-08-31
Designations

View on SEC IAPD

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