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Greenwich, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-08-27 |
| CT | RA | APPROVED | 2025-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | 05/2018 |
| Fiduciary Trust Company | Boston | MA | 05/2018 | 09/2024 |
| Brooklands Partners, Llc | Greenwich | CT | 05/2025 | Present |
| Unemployed | Greenwich | CT | 10/2024 | 04/2025 |
1) ATLANTIC CHARTER INSURANCE COMPANY; 25 NEW CHARDON ST, BOSTON, MA, 02114; WORKER'S COMPENSATION INSURANCE COMPANY; MEMBER OF THE INVESTMENT COMMITTEE; GENERAL ACCOUNT INVESTMENT OVERSIGHT; AFFILIATION STARTED 09/30/2014; 4 HOURS PER YEAR; DURING BUSINESS HOURS- N/A; NOT INVESTMENT-RELATED. 2) Gladstone LLC; 11 Hawkwood Lane Greenwich CT 06830; LLC that holds licensing rights; Managing Partner and owner; Organizational; 5.0 hours per week; not during securities trading hours; not investment-related. 3) Cabot-Wellington ; 70 Federal Street Boston MA 02110; Family Office for the Cabot Family; Independent Member of the Investment Committee; To advise the director of investments as an independent expert; affiliation started 05/19/2017; 45.0 hours per year; during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-07-24 |
| S65 | Uniform Investment Adviser Law Examination | 1992-01-03 |
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