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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-30
IL RA APPROVED 2025-05-28
  • SC RA
    APPROVED
    Since 2025-05-30
  • IL RA
    APPROVED
    Since 2025-05-28

Branch Locations

Chicago, IL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 12/2018
Lpl Financial, Llc South Bend IN 12/2018 08/2024
Notre Dame Federal Credit Union South Bend IN 03/2022 08/2024
Lpl Financial Llc Fort Mill SC 05/2025 Present
Self-Employed Independent Contractor Chicago IL 08/2024 05/2025
  • 01/2013 → 12/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2018 → 08/2024
    South Bend, IN
  • 03/2022 → 08/2024
    Notre Dame Federal Credit Union
    South Bend, IN
  • 05/2025 → Present
    Fort Mill, SC
  • 08/2024 → 05/2025
    Self-Employed Independent Contractor
    Chicago, IL
Previous Registrations
  • 2019-01-03 → 2024-08-15
    Crystal Lake, IL
    Farmington Hills, MI
    South Bend, IN
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2011-02-17 → 2018-12-14
    Cetera Wealth Services, Llc
    Crystal Lake, IL
  • 2009-09-04 → 2011-01-20
    Securities America Advisors, Inc.
    La Vista, NE
  • 2008-03-05 → 2009-09-04
    Cetera Wealth Services, Llc
    Madison, WI
    Madison, WI
    Madison, WI
    Crystal Lake, IL
  • 2006-04-18 → 2006-10-16
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 1987-05-05
  • S66 Uniform Combined State Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    1987-05-05

View on SEC IAPD

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