Brian C Duttera

Current Employers

Employment History

• 03/1987 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sandusky, OH
• 06/2011 → 03/2018
  Bank Of America, N.A.
  Sandusky, OH
• 03/2018 → Present
  Kestra Investment Services, Llc
  Sandusky, OH
• 03/2018 → Present
  Kestra Private Wealth Services
  Sandusky, OH

Previous Registrations

• 1994-08-29 → 2018-03-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake, OH

Other Businesses

Business Name: True Alpha Wealth Management Investment Related: Yes Address: 5004 Timber Commons Drive Sandusky OH 44870 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Founder, Portfolio Manager, Registered Rep and Financial Advisor Start Date: 11/30/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advise, financial planning and portfolio managmeent Business Name: The Pattrick and Louise Murray Foundation Investment Related: No Address: 901 Beachside Lane Huron OH 44839 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Secretary of the board Start Date: 1/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend quarterly board meetings and events. Record and take notes of all meetings and out reach events. Business Name: OUR HAPPY PLACE COTTAGES, LLC POSITION: member/ joint owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 410 Gateway Blvd, HURON OH 44839 DESCRIPTION: part owner, managing partner with my wife in a rental property and its associated management. Business Name: DISANTIS CONSULTING POSITION: independent Contractor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/16/2022 ADDRESS: 10113 Sundown Trail, North Royalton OH 44133 DESCRIPTION: no duties or obligations. Case by case consulting.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-15
• S63 Uniform Securities Agent State Law Examination
  1987-06-10

Other Names

• Brian Cleve Duttera
• Brian C Duttera