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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-07 |
| WI | RA | APPROVED | 2001-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
| Thrivent Investment Management Inc | Stoughton | WI | 07/2002 | Present |
NATIONAL GUARDIAN LIFE INSURANCE GROUP POSITION: Agent NATURE: This appointment is for service work only. no sales are taking place as all final expense policies are now issued thru Thrivent Financial. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 2 East Gilman Street, PO Box 1191, Madison WI 53701 DESCRIPTION: Answer phone calls from clients who may have questions from previously issued final expense policies. NIEDFELDT ENTERPRISES, LLC POSITION: Partner/Co-Owner NATURE: LLC owns Property that is used for the Thrivent business and rents space to other non-Thrivent tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2008 ADDRESS: 417 w Main St, Stoughton WI 53589, United States DESCRIPTION: Building Management and Maintenance; Collecting Rent, Paying Bills
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-15 |
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