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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-28 |
| NY | RA | APPROVED | 2021-05-03 |
| CA | RA | APPROVED | 2018-04-05 |
| TX | RA | APPROVED | 2018-04-05 |
Branch Locations
6998 El Camino Real, Carlsbad, CA 92009 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 03/2014 | 12/2016 |
| Jp Morgan Securities, Llc | Carlsbad | CA | 04/2018 | Present |
| Unemployed | San Clemente | CA | 01/2017 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-01 |
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