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Monica Barrera

The Caprock Group, LLC

Chicagp, IL

Boise, ID

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Current Employers
The Caprock Group, Llc

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-24
  • IL RA
    APPROVED
    Since 2024-04-24

Branch Locations

150 N Riverside Plaza Suite 1930, Chicagp, IL 60606 • United States

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Chicago IL 03/2011 06/2019
Grey Street Capital Chicago IL 06/2019 Present
  • 03/2011 → 06/2019
    Merrill Lynch
    Chicago, IL
  • 06/2019 → Present
    Grey Street Capital
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-26
S63 Uniform Securities Agent State Law Examination 2002-06-17
  • S66 Uniform Combined State Law Examination
    2007-03-26
  • S63 Uniform Securities Agent State Law Examination
    2002-06-17
Other Names
  • Monica Barrera
  • Monica L Barreda
  • Monica Barreda
  • Monica L Barrera

View on SEC IAPD

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