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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2001-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baron Capital Management | Scottsdale | AZ | 09/2001 | Present |
Bruce Baron Benham holds a current Arizona Real Estate Brokers License and is maintaining the current title/position "Showhomes Luxury Staging Designated Broker" with the company "Showhomes Luxury Staging." Showhomes Luxury Staging places home managers into real estate properties that are for sale. Showhomes Luxury staging is not an "investment-related" business. Bruce Baron Benham's relationship with Showhomes Luxury Staging is a very limited one. Therefore, Mr. Benham strictly limits his connection/relationship with Showhomes luxury Staging to the duty of reviewing contracts from time to time. So, there is not a day to day business relationship among Bruce Baron Benham and Showhomes Luxury Staging. In addition, the current agreement among Bruce Baron Benham and Showhomes Luxury Staging is such that any business activity required by Bruce Baron Benham for the benefit of Showhomes Luxury Staging is only performed at the address below : 8019 East Tuckey Lane Scottsdale, AZ 85250 Furthermore, the activity time Bruce Baron Benham spends maintaining his relationship with Showhomes Luxury Staging is less than one hour per week and therefore does not influence or impact Bruce Baron Benham's business investment time or decisions as an investment advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-30 |
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