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Bruce Baron Benham

Baron Capital Management, LLC

Scottsdale, AZ

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Current Employers
Baron Capital Management, Llc

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2001-11-13
  • AZ RA
    APPROVED
    Since 2001-11-13

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Baron Capital Management Scottsdale AZ 09/2001 Present
  • 09/2001 → Present
    Baron Capital Management
    Scottsdale, AZ
Other Businesses

Bruce Baron Benham holds a current Arizona Real Estate Brokers License and is maintaining the current title/position "Showhomes Luxury Staging Designated Broker" with the company "Showhomes Luxury Staging." Showhomes Luxury Staging places home managers into real estate properties that are for sale. Showhomes Luxury staging is not an "investment-related" business. Bruce Baron Benham's relationship with Showhomes Luxury Staging is a very limited one. Therefore, Mr. Benham strictly limits his connection/relationship with Showhomes luxury Staging to the duty of reviewing contracts from time to time. So, there is not a day to day business relationship among Bruce Baron Benham and Showhomes Luxury Staging. In addition, the current agreement among Bruce Baron Benham and Showhomes Luxury Staging is such that any business activity required by Bruce Baron Benham for the benefit of Showhomes Luxury Staging is only performed at the address below : 8019 East Tuckey Lane Scottsdale, AZ 85250 Furthermore, the activity time Bruce Baron Benham spends maintaining his relationship with Showhomes Luxury Staging is less than one hour per week and therefore does not influence or impact Bruce Baron Benham's business investment time or decisions as an investment advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-09
S65 Uniform Investment Adviser Law Examination 1997-05-12
S63 Uniform Securities Agent State Law Examination 1987-12-30
  • S66 Uniform Combined State Law Examination
    2001-10-09
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    1987-12-30

View on SEC IAPD

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