Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2013-03-28 |
Branch Locations
San Clemente, CA • United States
9841 Irvine Center Dr, Ste 130, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Irvine | CA | 07/2006 | Present |
(1) 04/11/2011: Engel Wealth Planning Group, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 1% Time Spent (2) 08/12/2016: ProX Golf Products - Business Owner - Not Investment Related - 25102 Mustang Dr, LH, CA 92653 - Started 07/20/2016 - 2 Hr/Mo; 0 Hours During Securities Trading - developing products for the golf industry. (3) 9/13/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/12/2017 - 1 Hours Per Month/0 Hours During Securities Trading. (4) 09/22/2022 - Wealth Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2006 - 1 Hours Per Month/1 Hours During Securities Trading (5) 09/23/2024 - Cavalier and Assoc. - Non-Variable Insurance - Life Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
Reach out to this advisor