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William Johnston Darby

Stifel, Nicolaus & Company, Incorporated

Atlanta, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-31
GA RA APPROVED 2019-01-07
  • TX RA
    APPROVED_RES
    Since 2026-03-31
  • GA RA
    APPROVED
    Since 2019-01-07

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2008 12/2018
Stifel Nicolaus & Co Inc Atlanta GA 12/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-10
S63 Uniform Securities Agent State Law Examination 1999-07-13
  • S66 Uniform Combined State Law Examination
    2005-01-10
  • S63 Uniform Securities Agent State Law Examination
    1999-07-13
Other Names
  • Bill Darby

View on SEC IAPD

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