Charles P Churchill

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17
FL	RA	APPROVED	2014-10-27
CT	RA	APPROVED	2014-10-20
NJ	RA	APPROVED	2014-10-20

NY RA
APPROVED

Since 2021-08-17
FL RA
APPROVED

Since 2014-10-27
CT RA
APPROVED

Since 2014-10-20
NJ RA
APPROVED

Since 2014-10-20

Branch Locations

Springfield, NJ • United States

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Citi Retail Banking 1042 Madison Avenue, New York, NY 10075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	New York	NY	10/2014	Present

10/2014 → Present

Citigroup

New York, NY

Previous Registrations

2013-08-09 → 2014-10-21

Hsbc Securities (Usa) Inc.

New York, NY
2013-01-02 → 2013-07-19

Fcg Advisors, Llc

Chatham, NJ
2008-06-26 → 2011-09-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ
2006-09-01 → 2008-05-21

Ubs Financial Services Inc.

New York, NY

New York, NY
1997-03-06 → 2006-09-06

Chase Investment Services Corp.

New York, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-24
S63	Uniform Securities Agent State Law Examination	1987-08-06

S65 Uniform Investment Adviser Law Examination

1995-02-24
S63 Uniform Securities Agent State Law Examination

1987-08-06

Other Names

Charlie Churchill
Charles Pierson Churchill

View on SEC IAPD