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Current Employers
Portside Investment Advisors, Llc

1091 Shieling Ln Suite 140, Port Washington, WI 53074 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-03
  • WI RA
    APPROVED
    Since 2025-01-03

Branch Locations

1091 Shieling Ln Suite 140, Port Washington, WI 53074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Funds Distributors, Inc Chicago IL 02/2000 05/2017
Riversource Fund Distributors, Inc. Chicago IL 02/2000 05/2017
Edward Jones St Louis MO 09/2017 11/2017
Unemployed Cedarburg WI 05/2017 09/2017
Portside Investment Advisors Llc Port Washington WI 01/2019 Present
Unemployed Cedarburg WI 11/2017 01/2019
  • 02/2000 → 05/2017
    Columbia Funds Distributors, Inc
    Chicago, IL
  • 02/2000 → 05/2017
    Riversource Fund Distributors, Inc.
    Chicago, IL
  • 09/2017 → 11/2017
    St Louis, MO
  • 05/2017 → 09/2017
    Unemployed
    Cedarburg, WI
  • 01/2019 → Present
    Port Washington, WI
  • 11/2017 → 01/2019
    Unemployed
    Cedarburg, WI
Previous Registrations
  • 2017-10-10 → 2017-11-21
    Cedarburg, WI
    St Louis, MO
Other Businesses

"BLACK THUNDER LLC Type of business: PRIVATE LIMOUSINE CEDARBURG, WI Start date: 10/1/2015 PART OWNER Hours per week: 1 Hours during trading: 0 NOT FOR PROFIT LIMOUSINE SHARED BY A GROUP OF INVESTORS. PRIVATE USE ONLY." "CEDAR CLUB INVESTMENTS I & II, LLC Type of business: INVEST IN REAL ESTATE BOZEMAN, MT Start date: 10/1/2015 PARTNER Hours per week: 1 Hours during trading: 0 INVEST IN INCOME PRODUCING PROPERTIES." "CONDOMINIUM RENTAL PROPERTY Type of business: RENTAL PROPERTY CEDARBURG, WI Start date: 6/1/2006 OWNER Hours per week: 1 Hours during trading: 0 Maintain Property." "TCC PLATFORM TENNIS CLUB Type of business: PLATFORM TENNIS CLUB CEDARBURG, WI Start date: 1/2/2002 PARTNER Hours per week: 1 Hours during trading: 0 MANAGED BY MEMBERS AND VOLUNTEERS"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 1987-04-23
  • S66 Uniform Combined State Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-04-23

View on SEC IAPD

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