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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-02-29 |
Branch Locations
50 Morrison Rd., Brownsville, TX 78520 • United States
579 Main Street, Bolton, MA 01740 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MD | 02/2008 | Present |
| Bolton Global Asset Management | Bolton | MA | 02/2008 | Present |
1.Co-owner of GMFE group, LLC, doing business under two registered names, 'GEF Financial Group' and/or 'GEF Insurance'. LLC created to operate securities, investment advisory, and insurance businesses. Investment related and conducted from branch location. Management duties take up majority of time during trading hours. 0 hours spent outside of trading hours. 2.Fixed insurance sales conducted under 'GEF Insurance', including employee benefits, health, fixed annuities, and fixed life insurance. Investment related and conducted from branch location. Spends less than 1 hour per month during trading hours on selling products, and 0 hours outside of trading hours per month. 3.IAR of Bolton Global Asset management, doing business as GEF Financial Group. Acting as Managing Director. Investment related and conducted from branch location. Balances this role with branch management duties and selling fixed insurance products. 4. Co-owner of FNB Insurance Group, LLC, entity created 2011 in the state of TX to operate insurance business. For accounting purposes and not investment related. Conducted from Branch location. Does not spend more than 1-hour per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-05 |
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