Salinda Kay Nowell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-11

TX RA
APPROVED

Since 2016-04-11

Branch Locations

800 North Shoreline Blvd. Suite 160 North Tower, Corpus Christi, TX 78401 • United States

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Corpus Christi, TX • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	100 Crescent Court	TX	04/2016	Present

04/2016 → Present

Ubs Financial Services Inc.

100 Crescent Court, TX

Previous Registrations

2015-09-28 → 2016-05-04

Robert W. Baird & Co. Incorporated

Fort Worth, TX
2009-05-26 → 2015-10-02

J.P. Morgan Securities Llc

Dallas, TX
2008-04-11 → 2009-05-13

Ubs Financial Services Inc.

Corpus Christi, TX

Other Businesses

1) NAME & ADDRESS: Rental Property 256 Beachwalk Lane Port Aransas Texas 78373 NATURE OF ENTITY: Rental Property RESPONSIBILITIES OF ROLE: Rental Property owner with husband HOURS DEVOTED: 1 hour a month 2) Millennium Trust Company LLC FBO Salinda K Nowell IRA Rollover/ investment related?:yes / Oak Brook, IL, 60523, US/ own real estate in IRA/ Investor buying real estate where Millennium is the custodian of the IRA/ Repairs and collection of rent/ start date: 10/15/2021/ time reqd during working hours?: yes

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-10
S63	Uniform Securities Agent State Law Examination	1988-08-02

S65 Uniform Investment Adviser Law Examination

2008-04-10
S63 Uniform Securities Agent State Law Examination

1988-08-02

Other Names

Salinda Kay Nowell
Salinda Kay Nowell
Salinda Kay Nowell

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