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John Wong

Morgan Stanley

Palo Alto, CA

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-29
CA RA APPROVED 2010-11-19
  • TX RA
    APPROVED_RES
    Since 2011-01-29
  • CA RA
    APPROVED
    Since 2010-11-19

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Palo Alto CA 11/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2010 → Present
    Morgan Stanley Smith Barney
    Palo Alto, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-07
  • S66 Uniform Combined State Law Examination
    2001-03-07

View on SEC IAPD

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SIRMA M TZOUTZOVA
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ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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