Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-17 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 05/1992 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 01/2020 | Present |
*389580 - Olympus Strategic Investments LLC; Investment related Yes; HUNTSVILLE, Alabama; Agriculture; MANAGER (proprietor, partner, officer, director, employee, trustee, agent); OCT 2010; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-16 |
Reach out to this advisor