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9433 Bee Cave Rd Suite 3-201, Austin, TX 78733 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-11-01 |
Branch Locations
9433 Bee Cave Rd Suite 3-201, Austin, TX 78733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Profutures,Inc | Austin | TX | 01/1985 | Present |
| Halbert Wealth Management, Inc. | Austin | TX | 07/1995 | Present |
| Profutures, Inc. Dba/ Vector Signals | Austin | TX | 01/2022 | Present |
| Pensionmark Financial Group | Santa Barbara | CA | 12/2022 | Present |
1. Theta Research, LLC; Non-Investment Related; 11719 FM 2244 #100, Austin, TX, 78738; Online Subscription Service; Manager; 11/21/2011; 10 hours per month; 0 hours during trading hours; Accounting & Bookkeeping Services. 2. ProFutures, Inc./Vector Signals; Investment Related; 11719 FM 2244 #100, Austin, TX, 78738; Owns the intellectual property of trading strategy, referred to as a signal. Vector Signals sells the signal to RIAs and is paid by RIAs for this service. Vector Signals does not trade, nor does Vector Signals have investment clients. Vector signals is not a registered entity; Secretary/Treasurer; 1/1/2022; 5 hours per month; 0 hours during trading hours; Accounting & Bookkeeping Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-09 |
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