Best Investors Account Sign in

Jeffrey Scott Mumma

LPl Financial LLC

Cookson, OK

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-02-21
IL RA APPROVED 2020-09-25
  • OK RA
    APPROVED
    Since 2023-02-21
  • IL RA
    APPROVED
    Since 2020-09-25

Branch Locations

Cookson, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Effingham IL 12/2014 09/2020
Lpl Financial, Llc Effingham IL 09/2020 Present
  • 12/2014 → 09/2020
    Voya Financial Advisors
    Effingham, IL
  • 09/2020 → Present
    Lpl Financial, Llc
    Effingham, IL
Previous Registrations
  • 2014-12-10 → 2020-09-29
    Voya Financial Advisors, Inc.
    Effingham, IL
    Des Moines, IA
    Des Moines, IA
    Marinette, WI
  • 2000-10-16 → 2014-12-12
    Sii Investments, Inc.
    West Des Moines, IA
    Effingham, IL
Other Businesses

1/1999 - Non-Variable Insurance - Jeffrey Mummy - Investment Related - Effingham, IL 62401

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1987-04-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-28
Other Names
  • Jeff Mumma

View on SEC IAPD

More in Cookson, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor