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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-11
  • CT RA
    APPROVED
    Since 2024-10-11

Branch Locations

Greenwich, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Diddel & Diddel Stamford CT 01/1986 Present
Questar Capital Corporation Minneapolis MN 05/2015 01/2019
Questar Asset Management Minneapolis MN 05/2015 01/2019
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 01/1986 → Present
    Diddel & Diddel
    Stamford , CT
  • 05/2015 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 05/2015 → 01/2019
    Questar Asset Management
    Minneapolis, MN
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2019-02-07 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2015-05-01 → 2018-12-31
    Questar Asset Management, Inc.
    Stamford, CT
    Minneapolis, MN
  • 2003-03-13 → 2015-05-04
    Stamford, CT
    Ann Arbor, MI
  • 1997-06-03 → 2003-03-13
    Stamford, CT
Other Businesses

1. DIDDEL & DIDDEL, LLC. POSITION: Insurance Agent. NATURE: Fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 03/26/2015 ADDRESS: 102 Southfield Ave, The Boathouse, Stamford CT 06902, United States DESCRIPTION: Insurance Agent 2. DIDDEL & DIDDEL, LLC. POSITION: Personal coach. NATURE: I do holistic, personal, life, goal coaching. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2015 ADDRESS: 102 Southfield Ave, The Boathouse, Stamford CT 06902, United States DESCRIPTION: The clients are not investment clients of Diddel & Diddel. No investment advice is discussed. No investment recommendations are made. The Dime, LLC Start Date-5/1/22 100% Ownership -5 Hours Devoted Per month, 1-4 Hours Devoted per Month during Market Hours. 3. DIDDEL & DIDDEL, LLC POSITION: Coach NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2015 ADDRESS: 102 Southfield Ave, The Boathouse, Stamford CT 06902, United States DESCRIPTION: I do holistic, personal, life, goal coaching 4. DIDDEL & DIDDEL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 03/26/2015 ADDRESS: 102 Southfield Ave, The Boathouse, Stamford CT 06902 DESCRIPT: Fixed insurance products 5. DIDDEL & DIDDEL, LLC POSITION: Insurance Agent NATURE: Insurance agency, Life, Health, LTC Investment Advisor, Series 6, 65 INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/09/1986 ADDRESS: 52 Indian Field Rd., Greenwich CT 06830, United States DESCRIPTION: Fixed insurance products Financial Advisory

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-23
S63 Uniform Securities Agent State Law Examination 1988-08-17
  • S65 Uniform Investment Adviser Law Examination
    1997-05-23
  • S63 Uniform Securities Agent State Law Examination
    1988-08-17
Other Names
  • Gregory Scott Diddel
  • G Scott Diddel
  • Scott Diddel

View on SEC IAPD

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