Lisa Marie Croyle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-02-28
FL	RA	APPROVED	2012-01-19

TX RA
APPROVED_RES

Since 2012-02-28
FL RA
APPROVED

Since 2012-01-19

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Lauderdale	FL	02/2010	Present

02/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

Previous Registrations

2005-01-18 → 2010-02-17

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

Ft. Lauderdale, FL
2003-07-01 → 2005-01-12

Wells Fargo Clearing Services, Llc

Fort Lauderdale, FL
2000-09-20 → 2003-07-01

Prudential Equity Group, Llc

Ft. Lauderdale, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-10

S63 Uniform Securities Agent State Law Examination

1999-06-10

Other Names

Lisa Marie Attis

View on SEC IAPD

More in Boca Raton, FL

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