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Nolan Dudley Baird

Stifel, Nicolaus & Company, Incorporated

Augusta, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-07-22
TX RA APPROVED 2013-07-16
  • GA RA
    APPROVED
    Since 2013-07-22
  • TX RA
    APPROVED
    Since 2013-07-16

Branch Locations

633 Berckman Road, Augusta, GA 30909 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Augusta GA 07/2013 Present
  • 07/2013 → Present
    Stifel Nicolaus & Co Inc
    Augusta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-27
S63 Uniform Securities Agent State Law Examination 1987-04-22
  • S65 Uniform Investment Adviser Law Examination
    2003-06-27
  • S63 Uniform Securities Agent State Law Examination
    1987-04-22

View on SEC IAPD

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