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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-17
OH RA APPROVED 2023-10-25
FL RA APPROVED 2023-10-20
  • TX RA
    APPROVED_RES
    Since 2025-07-17
  • OH RA
    APPROVED
    Since 2023-10-25
  • FL RA
    APPROVED
    Since 2023-10-20

Branch Locations

Boca Raton, FL • United States

Westerville, OH • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Columbus OH 08/2010 10/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2023
Wells Fargo Advisors Financial Network, Llc Dublin OH 10/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 10/2023
  • 08/2010 → 10/2023
    Morgan Stanley Smith Barney
    Columbus, OH
  • 01/2015 → 10/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2023 → Present
    Dublin, OH
  • 01/2015 → 10/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

Mampieri Financial Services, LLC, INV RELATED, BOCA RATON, FL, 100% OWNERSHIP, START: 01/16/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY; INV RELATED; BOCA RATON, FL; 100% OWNERSHIP; START 01/05/2026; 2 HOURS PERMONTH; 0 HOURS DURING TRADING; DUTIES: NONE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-23
  • S63 Uniform Securities Agent State Law Examination
    1987-06-23
Other Names
  • Tony Mampieri
  • Anthony Ralph Mampieri

View on SEC IAPD

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