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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-02 |
| NY | RA | APPROVED | 2021-06-14 |
| FL | RA | APPROVED | 2019-04-02 |
Branch Locations
1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Garden City | NY | 05/2008 | 03/2019 |
| Raymond James & Associates, Inc. | Boca Raton | FL | 03/2019 | Present |
(1)Name of Business: Garber Address: 250 S Ocean Blvd, Apt 10 E, Boca Raton, FL, 33432, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 1992-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-24 |
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