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Colleen Marie Ambrose

Capital Client Group, Inc.

Los Angeles, CA

Chicago, IL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-27
  • CA RA
    APPROVED
    Since 2019-11-27

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 11/2019 Present
Unemployed Chicago IL 05/2019 11/2019
Bank Of America Chicago IL 01/2019 05/2019
Unemployed Chicago IL 03/2018 01/2019
American Century Investments Kansas City MO 09/2008 03/2018
  • 11/2019 → Present
    American Funds
    Los Angeles, CA
  • 05/2019 → 11/2019
    Unemployed
    Chicago, IL
  • 01/2019 → 05/2019
    Bank Of America
    Chicago, IL
  • 03/2018 → 01/2019
    Unemployed
    Chicago, IL
  • 09/2008 → 03/2018
    American Century Investments
    Kansas City, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    2020-11-28
Designations
Other Names
  • Colleen Marie Ambrose
  • Colleen M Ambrose
  • Colleen Ambrose
  • Colleen Marie Ambrose

View on SEC IAPD

Other Firms

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WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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