Ferdinand Alexander Ruplin

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18
TX	RA	APPROVED_RES	2012-06-12

NY RA
APPROVED

Since 2021-05-18
TX RA
APPROVED_RES

Since 2012-06-12

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. OUTSIDE INSURANCE Fixed and Health Ins 2. RENTAL REAL ESTATE 6 OAK STREET STONY BROOK NY OWNER SEPT 2013 3. RENTAL REAL ESTATE 44 CEDAR STREET STONY BROOK NY OWNER SEPT 2013 4. LONG ISLAND CHARITIES FOUNDATION 585 BROAD HOLLOW RD MELVILLE NY 11747 BOARD MEMBER INITIATE FUNDRAISING ACTIVITIES AND EVENTS NON-INVESTMENT RELATED 4HRS PER MO 3/2017 5. Heritage Harbor Plaza LLC 28 Erland Rd Stony Brook NY 11790 Shareholder Passive Investor started MAY 2017

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-14
S63	Uniform Securities Agent State Law Examination	1989-12-07

S65 Uniform Investment Adviser Law Examination

1999-05-14
S63 Uniform Securities Agent State Law Examination

1989-12-07