Daniel Shapiro

Current Employers

Employment History

• 05/2015 → 09/2017
  Capfinancial Securities, Llc
  Raleigh, NC
• 05/2015 → Present
  Pensionmark Financial Group Dba/Dcs Pensionmark Retirement Group
  Santa Barbara, CA
• 09/2017 → Present
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 10/2025 → Present
  World Investments, Inc.
  Coconut Grove, FL

Previous Registrations

• 2010-11-16 → 2015-06-08
  Independent Financial Partners
  Miami, FL
  Miami, FL
• 2009-08-06 → 2010-12-01
  Nrp Advisors, Inc.
  Miami, FL
  Bryan, OH
• 2008-02-09 → 2009-05-11
  Lincoln Financial Distributors, Inc.
  Miami, FL
  Alpharetta, GA
• 2003-12-08 → 2008-10-07
  Sentinel Pension Advisors, Llc.
  Coconut Grove, FL
• 2007-11-14 → 2008-02-07
  Financial Telesis Inc
  San Rafael, CA
  San Rafael, CA
  Maimi, FL

Other Businesses

1. DCS Financial Consultants, Inc. dba DCS Pensionmark Retirement Group, 2810 SHIPPING AVENUE, MIAMI, FL 33133, Investment related, Nature of business: Corporate entity whose d/b/a conducts sales & advisory/consulting services for Qualified Retirement plans, Investments, Insurance. Title: President started 7/1/2003, 160+ hours/month, DCS Financial business is conducted under the d/b/a DCS Pensionmark Retirement Group, therefore no additional hours spent on other business. 2. Pawerful Canine Training; Non-Investment Related; 2810 SHIPPING AVENUE, MIAMI, FL 33133; Dog training to include: obedience and behavior modification; Owner; 4/14/2021; 4 hours per month; 0 hours during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2003-12-02
• S63 Uniform Securities Agent State Law Examination
  2003-08-28

Other Names

• Dan Shapiro
• Danny Shapiro
• Daniel C. Shapiro