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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lewis & Associates Insurance Brokers | Visalia | CA | 10/1986 | Present |
| Principal Mutual Life Insurance Co | Des Moines | IA | 10/1986 | Present |
| Fortis Investors, Inc. | Visalia | CA | 08/1987 | Present |
| Osaic Wealth, Inc. | Visalia | CA | 01/2024 | Present |
1) DOUGLAS C RUBY; NON INV REL; 4602 W LEIGHSON AVE VISALIA CA 93290; MANAGE THE OFFICE, SELL & SRVC TRAD LIFE, LTC AND MEDICARE SUPPLEMENT, FIXED ANNUNITIES, HEALTH INS; INSURANCE AGENT; SINCE 08/15/1981; 8HRS/MO; 0HR/MO;MANAGE THE OFFICE, SELL & SRVC TRAD LIFE, LTC AND MEDICARE SUPPLEMENT, FIXED ANNUNITIES, HEALTH INS. 2) SEVEN GEMS CORP; NONINV REL; HARTLEY TOWNSHIP, IA; FAMILY FARMING; CHAIRMAN OF AN S-CORP FAMILY FARM; SINCE 10/2008; 12HRS/MO; MAINT OF FINANCIAL RECORDS. 3) RUBY FAMILY TRUST; NONINV REL; 4602 W LEIGHSON AVE, VISALIA, CA 93290 SINGLE FAM RESIDENCE RENTAL; OWNER OF PROPERTY; SINCE 10/2008; 0HRS/MO. 4) DOUGLAS C RUBY POSITION: Insurance Agent NATURE: Insurance AgencySole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/17/1987 ADDRESS: 4602 West Leighson Ave, PO Box 6907, Visalia CA 93291, United States DESCRIPTION: Provide service to existing clients. Review quotes for group health insurance annually. Assist with enrollment of new employees eligible to be included in the group health plan.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-19 |
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