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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-20
FL RA APPROVED 2016-12-06
  • TX RA
    APPROVED
    Since 2017-01-20
  • FL RA
    APPROVED
    Since 2016-12-06

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 05/2009 12/2016
Raymond James & Associates Ponte Verdra Beach FL 12/2016 Present
  • 05/2009 → 12/2016
    Wells Fargo Advisors Llc
    Jacksonville, FL
  • 12/2016 → Present
    Raymond James & Associates
    Ponte Verdra Beach, FL
Previous Registrations
  • 2003-07-01 → 2016-12-05
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
  • 2001-01-08 → 2003-07-01
    Prudential Equity Group, Llc
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-27
S63 Uniform Securities Agent State Law Examination 1987-04-21
  • S65 Uniform Investment Adviser Law Examination
    1991-11-27
  • S63 Uniform Securities Agent State Law Examination
    1987-04-21

View on SEC IAPD

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