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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1988-06-23
  • WI RA
    APPROVED
    Since 1988-06-23

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Janesville WI 03/1987 Present
Other Businesses

Name: 3 Sons; Not investment-related; Address; 14202 Edwayne Lane, Viola, WI 54664; Nature: LLC- Farm; Role: Owner; Start Date: 1/1/2018; Appx hrs: weekends only ~4hrs/wk; Hrs during trading: None; Duties: owner of the farm, not daily operations

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-10
  • S63 Uniform Securities Agent State Law Examination
    1987-06-10

View on SEC IAPD

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