Laurie Bauer Rose

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2011-06-13

MO RA
APPROVED

Since 2011-06-13

Branch Locations

Bourbon, MO • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	St. Louis	MO	03/2011	11/2016
Wells Fargo Clearing Services, Llc	St. Louis	MO	11/2016	Present

03/2011 → 11/2016

Wells Fargo Advisors Llc

St. Louis, MO
11/2016 → Present

Wells Fargo Clearing Services, Llc

St. Louis, MO

Other Businesses

RENTAL PROPERTY, INV RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START 12/1/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, MAINTAIN PROPERTY. RENTAL PROPERTY, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 9/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 12/4/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD.MAINTAIN PROPERTY. RENTAL PROPERTY, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, MAINTENANCE OF PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-10
S63	Uniform Securities Agent State Law Examination	1994-05-27

S66 Uniform Combined State Law Examination

2011-06-10
S63 Uniform Securities Agent State Law Examination

1994-05-27

Other Names

Laurie Bauer

View on SEC IAPD